Job Description

Vacancy details General information Entity: About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022). With 8,600 employees across more than 30 countries in Europe, the Americas, Asia-Pacific, the Middle East, and North Africa, we support our clients' financial needs globally. Our offerings include capital market activities, investment banking, structured finance, commercial banking, and international trade. We are pioneers in climate finance and market leaders in this segment. For more information, please visit our LinkedIn page: company / credit-agricole-cib. ca_cib LinkedIn : company / credit-agricole-cib We are committed to diversity and inclusion, and all positions are open to people with disabilities. Reference Publication date: 16/04/2025 Job description Business type: Compliance / Financial Security Job title: Investment and Corporate Banking Advisory Compliance Officer - Americas ("ICBA") Contract type: Permanent Contract Summary The ICBA Compliance Officer - Americas is responsible for the regulatory advisory function concerning investment banking and financing activities, ensuring compliance with standards and managing associated risks. The role requires a thorough understanding of the various business areas within ICBA. Primary Responsibilities Provide advisory services related to investment banking & financing activities. Offer regulatory guidance to both private and public sides of the bank, coordinating with the Conflicts Management Group (CMG) as needed. Identify and prioritize compliance risks associated with these activities. Maintain and update policies to align with global policies and US laws/regulations. Collaborate with Compliance teams, including CMG, Transversal, Financial Security, and Capital Markets Compliance. Analyze complex situations and provide guidance. Respond to regulatory inquiries, audits, examinations, and investigations. Evaluate new products and activities for compliance issues and oversee the implementation of compliance programs. Management and Reporting The ICBA Compliance Officer reports to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC at Head Office, ultimately reporting to the Regional Chief Compliance Officer for the Americas. Key Internal Contacts Investment banking and financing business lines Legal, Audit, Risk, and Operations departments Key External Contacts Regulators including FRB, NYDFS, FINRA, SEC, NFA, CFTC Salary Range $170,000 - $210,000 Position Location New York, USA Candidate Criteria Education: Bachelor or Law Degree; advanced degrees preferred. Experience: 12+ years in banking, investment banking, financing advisory, or control room, with international and cross-border experience, particularly in the US. Skills Licenses: FINRA Series SIE, 79, 24, 63 or ability to obtain. Analytical skills, flexibility, strategic thinking, and problem-solving. Strong communication, interpersonal, and organizational skills. Ability to manage multiple requests and prioritize effectively. Technical knowledge of investment and corporate banking products. Languages Fluent English; French, Spanish, or Portuguese is a plus. #J-18808-Ljbffr Crédit Agricole S.A.

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